--- title: "Listed Shares Broker Service Framework" ocid: "ocds-r6ebe6-0000658002" canonical_url: "https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000658002" markdown_url: "https://d3tenders.com/contract/ocds-r6ebe6-0000658002.md" json_url: "https://d3tenders.com/contract/ocds-r6ebe6-0000658002.json" source: "Public Contracts Scotland" current_stage: "Tender" buyer: "SCOTTISH ENTERPRISE" published: "2021-06-23" --- # Listed Shares Broker Service Framework Buyer: SCOTTISH ENTERPRISE Current stage: Tender OCID: ocds-r6ebe6-0000658002 [View canonical contract page](https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000658002) [Download OCDS JSON](https://d3tenders.com/contract/ocds-r6ebe6-0000658002.json) ## Summary Scottish Enterprise is seeking proposals for a Listed Shares Broker Service Framework, aimed at managing its portfolio of listed shares as it anticipates the need to sell these assets over the coming years. The procurement process is at the Tender stage, with submissions due by 12:00 PM on 12th July 2021. This public contract falls within the services category, with a total value of £500,000. It is based in Glasgow, with key communication channels established through their website and dedicated contact points for enquiries. This tender presents significant opportunities for financial service providers, particularly those experienced in managing and brokering listed equities on international markets, including New York, London, NASDAQ, and AIM. Firms registered with the Financial Conduct Authority and possessing expertise in economic affairs are well-suited to compete for this contract, which may lead to substantial partnerships with an established agency focused on promoting growth in Scottish businesses. ## Notice The Growth Investments Team within Scottish Enterprise has a portfolio of listed shares, which will require to be sold down over the coming years to provide future income for Scottish Enterprise. The current listed share portfolio comprises of four main holdings, listed on the New York, London, NASDAQ and AIM markets respectively. This proposed framework will encompass the current listed share portfolio and any future listed shares that Scottish Enterprise may own as a result of its investment activities into early stage Scottish private companies. ### Lot Information Lot 1 The Growth Investments Team within Scottish Enterprise has a portfolio of listed shares, which will require to be sold down over the coming years to provide future income for Scottish Enterprise. The current listed share portfolio comprises of four main holdings, listed on the New York, London, NASDAQ and AIM markets respectively. This proposed framework will encompass the current listed share portfolio and any future listed shares that Scottish Enterprise may own as a result of its investment activities into early stage Scottish private companies. Renewal: Initial period of the Framework will be for 36 months with the option to extend by 1 period of 12 months. ## Key Details | Field | Value | | --- | --- | | Publication source | Public Contracts Scotland | | Latest notice | https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=JUN419011 | | Notice type | PCS Notice - Website Contract Notice | | Procurement type | Framework | | Procurement category | Services | | Procurement method | Open | | Procurement method details | Open procedure | | Tender suitability | Not specified | | Awardee scale | Not specified | | All stages | Tender | ## Dates | Field | Value | | --- | --- | | Publication date | 23 Jun 2021 | | Submission deadline | 12 Jul 2021 | | Future notice date | Not specified | | Award date | Not specified | | Contract period | Not specified | | Recurrence | Not specified | ## Values | Field | Value | | --- | --- | | Tender value | £500,000 | | Lots value | Not specified | | Awards value | Not specified | | Contracts value | Not specified | ## Status | Field | Value | | --- | --- | | Tender status | Active | | Lots status | Active | | Awards status | Not specified | | Contracts status | Not specified | ## Buyer | Field | Value | | --- | --- | | Main buyer | SCOTTISH ENTERPRISE | | Additional buyers | SCOTTISH GOVERNMENT | | Locality | GLASGOW | | Post town | Glasgow | | Postcode | G2 6HQ | | Country | Scotland | | ITL 1 | TLM Scotland | | ITL 2 | TLM1 East Central Scotland | | ITL 3 | TLM13 City of Edinburgh | | Local authority | City of Edinburgh | | Electoral ward | Leith | | Westminster constituency | Edinburgh North and Leith | | Delivery location | TLM Scotland | ## CPV Codes ### Divisions - 66 - Financial and insurance services ### Codes - 66130000 - Brokerage and related securities and commodities services ## Release History - 23 Jun 2021 at 00:00 - Tender - PCS Notice - Website Contract Notice - https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=JUN419011 ## Documents - https://www.publiccontractsscotland.gov.uk/NoticeDownload/DownloadDocument.aspx?id=JUN419011&idx=1 23rd June 2021 - P21-0112 - Invitation to Tender (ITT) - https://www.publiccontractsscotland.gov.uk/NoticeDownload/DownloadDocument.aspx?id=JUN419011&idx=2 23rd June 2021 - P21-0112 - ITT - Appendix 1 - Off-Payroll Working Rules Outcome - https://www.publiccontractsscotland.gov.uk/NoticeDownload/DownloadDocument.aspx?id=JUN419011&idx=3 23rd June 2021 - P21-0112 - ITT - Appendix 2 - Tender Response Document - https://www.publiccontractsscotland.gov.uk/NoticeDownload/DownloadDocument.aspx?id=JUN419011&idx=4 23rd June 2021 - P21-0112 - ITT - Appendix 3 - Monitoring Information - https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=JUN419011 Listed Shares Broker Service Framework - The Growth Investments Team within Scottish Enterprise has a portfolio of listed shares, which will require to be sold down over the coming years to provide future income for Scottish Enterprise. The current listed share portfolio comprises of four main holdings, listed on the New York, London, NASDAQ and AIM markets respectively. This proposed framework will encompass the current listed share portfolio and any future listed shares that Scottish Enterprise may own as a result of its investment activities into early stage Scottish private companies. ## Notice URLs - http://www.scotland.gov.uk - http://www.scottish-enterprise.com/ - https://api.publiccontractsscotland.gov.uk/v1/Notice?id=ocds-r6ebe6-0000658002 - https://www.publiccontractsscotland.gov.uk/ - https://www.publiccontractsscotland.gov.uk/ESPD/ESPD_Download.aspx?id=658002 - https://www.publiccontractsscotland.gov.uk/Search/Search_Switch.aspx?ID=658002 - https://www.publiccontractsscotland.gov.uk/sitehelp/help_guides.aspx - https://www.scotcourts.gov.uk/the-courts/court-locations/glasgow-sheriff-court-and-justice-of-the-peace-court - https://www.scottish- ## Provenance This Markdown file is an alternate public rendering of the D3 Tenders contract record. The canonical page is https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000658002. The underlying structured data is available as OCDS JSON at https://d3tenders.com/contract/ocds-r6ebe6-0000658002.json.