--- title: "CPI Enterprises - FCA Appointed Representative" ocid: "ocds-r6ebe6-0000716919" canonical_url: "https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000716919" markdown_url: "https://d3tenders.com/contract/ocds-r6ebe6-0000716919.md" json_url: "https://d3tenders.com/contract/ocds-r6ebe6-0000716919.json" source: "Public Contracts Scotland" current_stage: "Tender" buyer: "CENTRE FOR PROCESS INNOVATION LIMITED" published: "2022-12-14" --- # CPI Enterprises - FCA Appointed Representative Buyer: CENTRE FOR PROCESS INNOVATION LIMITED Current stage: Tender OCID: ocds-r6ebe6-0000716919 [View canonical contract page](https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000716919) [Download OCDS JSON](https://d3tenders.com/contract/ocds-r6ebe6-0000716919.json) ## Summary The Centre for Process Innovation Limited is seeking proposals for the procurement of CPI Enterprises - FCA Appointed Representative services in Redcar, UK. The tender, with a value of 120,000 GBP, is in the active stage with a submission deadline of January 9, 2023. This opportunity falls under the services category and follows an open procurement method. The tender presents business growth opportunities for firms registered on FCA's Financial Services Register. Businesses well-suited for this tender include those specialising in financial services and regulatory compliance. The procurement process, managed by the Centre for Process Innovation Limited, offers a chance to engage as an Appointed Representative under the FCA regulatory framework. Interested parties should focus on meeting the mandatory requirements specified for this opportunity to compete effectively and potentially expand their business opportunities in the financial services sector. ## Notice This proposal covers the procurement process for CPI Enterprises Ltd ('CPIE') to engage with an Appointed Representative ("AR") that acts as an authorised figure to the regulatory body to the Financial Conduct Authority ("FCA"). An Appointed Representative is a firm who runs FCA regulated activities by acting as an agent for CPIE who is directly authorised by the FCA. ### Lot Information Lot 1 CPIE strategy is to become industry standard in terms of rules and regulation. This will also enable CPIE to raise external finance (ie an EIS investment vehicle). An AR is a firm who carries on a regulated activity or activities under the responsibility of an authorised financial services firm. The AR regime is a longstanding and widely used feature of UK financial services regulation. The regulatory regime around ARs is intended to provide a proportionate regulatory approach which ensures that principal firms maintain effective systems and controls for overseeing the regulated activities which ARs undertake. The regulatory framework for ARs puts responsibility on the principal to ensure its ARs are carrying on regulated activities with a sufficient level of competence and are meeting relevant regulatory requirements. The AR can provide compliance and risk support from the platforms in-house compliance team which reduces their compliance burden and allows them to focus on their core business activities. Renewal: Initially up to 24 months initial duration with one additional 24 months period extension options at the discretion of the Authority. ## Key Details | Field | Value | | --- | --- | | Publication source | Public Contracts Scotland | | Latest notice | https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=DEC466893 | | Notice type | PCS Notice - Website Contract Notice | | Procurement type | Framework | | Procurement category | Services | | Procurement method | Open | | Procurement method details | Open procedure | | Tender suitability | Not specified | | Awardee scale | Not specified | | All stages | Tender | ## Dates | Field | Value | | --- | --- | | Publication date | 14 Dec 2022 | | Submission deadline | 9 Jan 2023 | | Future notice date | Not specified | | Award date | Not specified | | Contract period | Not specified | | Recurrence | Not specified | ## Values | Field | Value | | --- | --- | | Tender value | £120,000 | | Lots value | £120,000 | | Awards value | Not specified | | Contracts value | Not specified | ## Status | Field | Value | | --- | --- | | Tender status | Active | | Lots status | Active | | Awards status | Not specified | | Contracts status | Not specified | ## Buyer | Field | Value | | --- | --- | | Main buyer | CENTRE FOR PROCESS INNOVATION LIMITED | | Locality | REDCAR | | Post town | Cleveland | | Postcode | TS10 4RF | | Country | England | | ITL 1 | TLC North East (England) | | ITL 2 | TLC3 Tees Valley | | ITL 3 | TLC32 South Teesside | | Local authority | Redcar and Cleveland | | Electoral ward | Dormanstown | | Westminster constituency | Redcar | | Delivery location | TLC North East (England) | ## CPV Codes ### Divisions - 66 - Financial and insurance services ### Codes - 66171000 - Financial consultancy services ## Release History - 14 Dec 2022 at 00:00 - Tender - PCS Notice - Website Contract Notice - https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=DEC466893 ## Documents - https://www.publiccontractsscotland.gov.uk/NoticeDownload/DownloadDocument.aspx?id=DEC466893&idx=1 14th December 2022 - 2734 - Tender Pack - https://www.publiccontractsscotland.gov.uk/search/show/search_view.aspx?ID=DEC466893 CPI Enterprises - FCA Appointed Representative - This proposal covers the procurement process for CPI Enterprises Ltd ('CPIE') to engage with an Appointed Representative ("AR") that acts as an authorised figure to the regulatory body to the Financial Conduct Authority ("FCA"). An Appointed Representative is a firm who runs FCA regulated activities by acting as an agent for CPIE who is directly authorised by the FCA. ## Notice URLs - http:// - http://www.uk-cpi.com - https://api.publiccontractsscotland.gov.uk/v1/Notice?id=ocds-r6ebe6-0000716919 - https://www.publiccontractsscotland.gov.uk/ - https://www.publiccontractsscotland.gov.uk/Search/Search_Switch.aspx?ID=716919 - https://www.publiccontractsscotland.gov.uk/sitehelp/help_guides.aspx ## Provenance This Markdown file is an alternate public rendering of the D3 Tenders contract record. The canonical page is https://d3tenders.com/contract/?ocid=ocds-r6ebe6-0000716919. The underlying structured data is available as OCDS JSON at https://d3tenders.com/contract/ocds-r6ebe6-0000716919.json.